Client Services , Inc.

Compliance Specialist Jobs at Client Services , Inc.

Compliance Specialist Jobs at Client Services , Inc.

Sample Compliance Specialist Job Description

Compliance Specialist

Client Services, Inc. (CSI), an 'A+' BBB Accredited call center located in St. Charles, Missouri, is seeking career minded individuals to join our team.  In-depth training will be provided as you transition into this new career.  Representing many of the largest and most sophisticated financial services organizations in the United States, CSI is looking to fill our full-time Compliance Specialist role.

The Compliance Specialist will review, analyze, document, report, and make recommendations on all incoming legal and regulatory media received by Client Services, Inc. This specialist will maintain current certification of all local, state, and federal licensing and bonding requirements for Client Services, Inc. main and branch offices.

 

Responsibilities

  • Receive, analyze, investigate, and report all incoming legal and regulatory media, to include: Filed litigation; threatened litigation from an attorney; Attorney General inquires; Better Business inquires; and inquires from Client Services, Inc.'s clients.
  • Track, trend and communicate complaint data
  • Provide summaries and detailed explanations, when requested, of complaint information to company clients upon client request or during regular audits
  • Perform background checks on licensed employees
  • Complete various state audits annually.
  • Drafting reports and summaries for executive presentations or RFPs

Qualifications

  • Excellent understanding of Microsoft Office Suite (including Outlook, Word, Excel, and PowerPoint)
  • Strong written and verbal communication skills
  • Detailed Oriented with exceptional attention to accuracy and quality of work
  • 4 year college degree preferred. High school diploma or equivalent.

 

Client Services, Inc. is an equal opportunity employer.

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